Jobs Compliance

Compliance Manager

The Opportunity

This is a great opportunity to participate to the growth of an internationally recognised investment management company based in Luxembourg taking on this newly created job.
Assisted by an experienced Compliance officer, you will be responsible for administering Compliance processes, promoting the compliance culture and advising senior management and business lines across the Company and its delegates.


Weiterlesen: Compliance Manager

Head of Legal and Compliance


Our client is an international and well renowned bank established in Luxembourg, offering tailor made wealth management solutions. They are looking to recruit a Head of Legal and Compliance reporting to the CEO.

Role/ Responsibilities: 

  • Organise, manage and supervise the Legal & Compliance department operations and activities, as well as related projects
  • Identify laws and regulations applicable to the bank and define associated constraints/issues so as to propose solutions answering both business and legal/regulatory requirements with the needed anticipation to permit the implementation of the necessary actions
  • Identify legal and compliance risks associated with the bank’s activities and internal processes, define activities and tasks to realise and explain them to relevant parties and to staff to ensure their effective implementation
  • Monitor the implementation of the necessary actions, defined to respect new law/regulations or to mitigate legal and compliance risks, and if needed escalate to the Authorized Management and/or to the Board of Directors

    Weiterlesen: Head of Legal and Compliance


Compliance Officer & Compliance Director - Guernsey

 Our client a well established organisation in Guernsey are looking to hire 2 new positions

 To join a growing a team there is now a need for a Compliance Officer and a Compliance Director

 Desired Candidate Requirements


 - Fluent in English
 - Several years experience in a Compliance Fuction
 - Experience and/or knowledge of the regulation of Funds Services
 - A recognised Compliance qualification
 - A specialist Anti Money Laundering qualification or a commitment to achieve one
 - Essential to have knowledge of Guernsey Regulations